Principal Auditor The Auto Club Group What you will do Under general direction, exercises significant independent judgement and latitude in evaluating internal controls in core business areas of the organization designed to ensure efficiency, safeguarding of assets, and compliance with established policies. Develops audit objective, conducts risk assessments, and develops

You will be joining an established Compliance Control Room function in the Americas which manages the firm's information barriers and associated processes including the management of inside information, transaction lifecycle management and the provision of advisory and compliance oversight to Macquarie's institutional Research division. This is an exciting opportunity and

The Senior Regulatory Affairs Specialist will provide regulatory support for New Product, Sustaining Engineering, and/or Operations project teams by identifying the appropriate domestic and international regulatory requirements and developing a regulatory strategy for global product commercialization. They will ensure product registrations are completed in accordance with

The primary responsibility of the Compliance Coordinator is to develop and maintain optimal relationships with client facility representatives for the purpose of the credentialing and compliance of the healthcare workers (HCW). This includes conducting the final compliance audit for all new starts, renewals, extensions and for the continued quality maintenance of the HCW'

Apply strategic, analytical, and creative thinking to help promote policy issues on topics such as family caregiving, nursing home quality, health and welfare, and retirement security Research policy issues, draft documents to support advocacy efforts, and participate in team meetings and strategy discussions Attend external meetings, forums, and legislative and/or regula

Intercontinental Exchange, Inc. (NYSE ICE) is seeking a Compliance Analyst to join our corporate compliance team. In the role, your primary function will be the monitoring of our global corporate compliance program related to electronic communications, conflicts of interest, personal trading, anti bribery, sanctions, business gifts, meals and entertainment, and employee t

Regulatory Analyst IV Lead Location Hybrid remote with 2 3 per week in office, must reside in a service area state (FL) commutable to West Palm Beach, FL What makes us great At the heart of our Company is a dedication to delivering energy that drives progress. We put people first, work to keep them safe and build trusting relationships. What you'll be working on... The Re

At Franklin Templeton, we're driving our industry forward by developing new and innovative ways to help our clients achieve their investment goals. Our dynamic and diversified firm spans asset management, wealth management, and fintech, offering many ways to help investors make progress toward their goals. Our talented teams working around the globe bring expertise that's

FuturePlan is the nation's largest third party administrator (TPA) of retirement plans, partnering with advisors in all 50 states. FuturePlan delivers the best of both worlds high touch personalized service from local TPAs backed by the strength and security of a large national firm, Ascensus. Our roots go back decades, with nearly 30 outstanding legacy firms now joined t

About this role We are seeking a Research, Principal to support the discovery of actionable ideas that will help HR leaders transform their organizations, people, and business outcomes. Principals focus on strategic thought work, analyzing complex problems in search of innovative solutions. They work closely with C level executives to identify and produce research that ad

Conduct regular compliance assessments and quality control reviews to test and monitor compliance with laws and regulations. Centrally track compliance related policies and procedures and provide timely reviews. Interpret existing and emerging regulations and makes procedural recommendations that bring improvement to operations, risk, and compliance functions. Use interna

Air and Marine Operations (AMO), a component of U.S. Customs and Border Protection (CBP) offers those with Merchant Mariner Credentials the exceptional opportunity of a career in law enforcement working with an elite team of highly trained professionals whose camaraderie, pride, and purpose are hallmarks of their daily mission protecting America. If you are looking for an

Responsibilities of this position include, but are not limited to, the following. Represents the company to CBP. Responds to CBP requests for information regarding import transactions. Maintains formal, company wide import export policies, procedures, controls. Maintains company wide Export Management System, ensuring compliance with U.S. export regulations. Updates impor

Job Title Principal Auditor, AFC Remediation & Obligation Management (Sanctions & Embargoes) Corporate Title Assistant Vice President Location Jacksonville, FL Overview The role reports to the Principal Audit Manager (PAM) for Anti Financial Crime Remediation & Obligation Management (AFC ROM) in Jacksonville, who in turn reports to the Head of GA AFC Remediation & Obligat

Manage the compliance/reporting staff. Oversee the day to day health plan policies and procedures to ensure federal and state regulatory compliance. Validate state and federal deliverable reports for accuracy and ensure timeliness of submission. Review and analysis of health plan deliverables and data to identify trends in performance and opportunities for improvement. En