Provide review and drafting support for fund disclosure and reporting documents, working with an assigned attorney and in a document production tool, for mutual fund and ETF SEC registration statements (including, but not limited to, prospectuses, statements of additional information, supplements and Part Cs). Distribute SEC registration documents for comment; analyze, pr

Apply strategic, analytical, and creative thinking to help promote policy issues on topics such as family caregiving, nursing home quality, health and welfare, and retirement security Research policy issues, draft documents to support advocacy efforts, and participate in team meetings and strategy discussions Attend external meetings, forums, and legislative and/or regula

You will be joining an established Compliance Control Room function in the Americas which manages the firm's information barriers and associated processes including the management of inside information, transaction lifecycle management and the provision of advisory and compliance oversight to Macquarie's institutional Research division. This is an exciting opportunity and

Location Clearwater, FL Job Type Full time Department Planning & Development Job Number 2022 00172 Position Description ENTRY SALARY $40,805.96 OPEN UNTIL FILLED Under general direction, the Code Enforcement Inspector performs demanding, difficult, professional, and technical work to enforce codes, ordinances, and regulations in connection with the City's Code of Ordinanc

More than a career a chance to make a difference in people's lives. Build an exciting, rewarding career with us help us make a difference for millions of people every day. Consider joining the Duke Energy team, where you'll find a friendly work environment, opportunities for growth and development, recognition for your work, and competitive pay and benefits. Job Summary R

The Senior Regulatory Affairs Specialist will provide regulatory support for New Product, Sustaining Engineering, and/or Operations project teams by identifying the appropriate domestic and international regulatory requirements and developing a regulatory strategy for global product commercialization. They will ensure product registrations are completed in accordance with

Regulatory Analyst IV Lead Location Hybrid remote with 2 3 per week in office, must reside in a service area state (FL) commutable to West Palm Beach, FL What makes us great At the heart of our Company is a dedication to delivering energy that drives progress. We put people first, work to keep them safe and build trusting relationships. What you'll be working on... The Re

Manage the compliance/reporting staff. Oversee the day to day health plan policies and procedures to ensure federal and state regulatory compliance. Validate state and federal deliverable reports for accuracy and ensure timeliness of submission. Review and analysis of health plan deliverables and data to identify trends in performance and opportunities for improvement. En

FuturePlan is the nation's largest third party administrator (TPA) of retirement plans, partnering with advisors in all 50 states. FuturePlan delivers the best of both worlds high touch personalized service from local TPAs backed by the strength and security of a large national firm, Ascensus. Our roots go back decades, with nearly 30 outstanding legacy firms now joined t

Intercontinental Exchange, Inc. (NYSE ICE) is seeking a Compliance Analyst to join our corporate compliance team. In the role, your primary function will be the monitoring of our global corporate compliance program related to electronic communications, conflicts of interest, personal trading, anti bribery, sanctions, business gifts, meals and entertainment, and employee t

Risk & Compliance Compliance Coordinator, Diligence Job ID 87655 Who You'll Work With You will be based in Tampa, Phoenix, Boston or Atlanta and report to the Compliance Manager, COE Diligence, Americas who is based in Tampa, Florida. You will be part of McKinsey's Client Service Compliance pillar which forms part of the firm's Ethics & Compliance Group, whose mission is

Job Title Principal Auditor, AFC Remediation & Obligation Management (Sanctions & Embargoes) Corporate Title Vice President Location Jacksonville Overview The Group Audit (GA) function is a professional, business focused, proactive risk based global audit team that operates with transparency, integrity, and independence, and assists the Bank's business and infrastructure

Conduct regular compliance assessments and quality control reviews to test and monitor compliance with laws and regulations. Centrally track compliance related policies and procedures and provide timely reviews. Interpret existing and emerging regulations and makes procedural recommendations that bring improvement to operations, risk, and compliance functions. Use interna

Air and Marine Operations (AMO), a component of U.S. Customs and Border Protection (CBP) offers those with Merchant Mariner Credentials the exceptional opportunity of a career in law enforcement working with an elite team of highly trained professionals whose camaraderie, pride, and purpose are hallmarks of their daily mission protecting America. If you are looking for an

Responsibilities of this position include, but are not limited to, the following. Represents the company to CBP. Responds to CBP requests for information regarding import transactions. Maintains formal, company wide import export policies, procedures, controls. Maintains company wide Export Management System, ensuring compliance with U.S. export regulations. Updates impor